SFC Licences of XU Huihui 徐慧卉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 | RE | 9 | 20 October 2023 | |
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 | RE | 4 | 20 October 2023 | |
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 | RE | 1 | 20 October 2023 | |
CR Wealth and Asset Management Limited 華興財富資產管理有限公司 | RE | 9 | 20 January 2020 | 04 September 2020 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 20 September 2019 | 04 September 2020 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 20 September 2019 | 04 September 2020 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 28 February 2017 | 29 May 2019 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 28 February 2017 | 29 May 2019 |