SFC Licences of COONEY Dion
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 5 | 12 September 2023 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 4 | 12 September 2023 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 2 | 12 September 2023 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 1 | 12 September 2023 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 2 | 11 April 2023 | 14 April 2023 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 11 April 2023 | 14 April 2023 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 2 | 11 November 2019 | 22 January 2020 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 11 November 2019 | 22 January 2020 |
| Virtu ITG Hong Kong Limited | RO | 7 | 29 December 2017 | 29 August 2019 |
| Virtu ITG Hong Kong Limited | RO | 1 | 29 December 2017 | 29 August 2019 |
| Virtu ITG Hong Kong Limited | RE | 7 | 16 January 2017 | 29 December 2017 |
| Virtu ITG Hong Kong Limited | RE | 1 | 16 January 2017 | 29 December 2017 |