SFC Licences of CHAN Wing Sze 陳穎思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 20 July 2021 03 March 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 2 20 July 2021 03 March 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 1 20 July 2021 03 March 2023
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 11 September 2020 28 May 2021
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 11 September 2020 28 May 2021
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 11 September 2020 28 May 2021
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 11 September 2020 28 May 2021
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 25 April 2019 15 August 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 23 November 2018 15 August 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 23 November 2018 15 August 2019
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 RE 4 18 December 2017 21 May 2018
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 RE 1 18 December 2017 21 May 2018
iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 RE 1 18 December 2017 21 May 2018
iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 RE 1 28 February 2017 21 May 2018
iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 RE 4 28 February 2017 21 May 2018