SFC Licences of CHOU Pei Shen 周沛生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 6 | 02 February 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 4 | 02 February 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 1 | 02 February 2023 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 23 January 2020 | 02 February 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 23 January 2020 | 02 February 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 January 2020 | 02 February 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 10 February 2017 | 24 October 2019 |