SFC Licences of XIA Jiajie 夏嘉杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	23 June 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	23 June 2022
BOCOM International Securities Limited 交銀國際證券有限公司	RE	4	09 February 2021	28 May 2022
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	09 February 2021	28 May 2022
BOCOM International Asset Management Limited 交銀國際資產管理有限公司	RE	4	31 August 2018	25 February 2021
BOCOM International Asset Management Limited 交銀國際資產管理有限公司	RE	1	31 August 2018	25 February 2021
BOCOM International Asset Management Limited 交銀國際資產管理有限公司	RE	9	31 August 2018	16 March 2020
Huarong International Asset Management Limited 華融國際資產管理有限公司	RE	9	18 July 2017	16 August 2018
Huarong International Securities Limited 華融國際證券有限公司	RE	4	18 July 2017	16 August 2018
Huarong International Securities Limited 華融國際證券有限公司	RE	1	18 July 2017	16 August 2018
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	1	10 February 2017	13 June 2017
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	4	10 February 2017	13 June 2017