SFC Licences of LAW Wai Ming 羅偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Summit Asset Management Company Limited 駿嶽資產管理有限公司 | RO | 9 | 15 December 2023 | |
| Summit Asset Management Company Limited 駿嶽資產管理有限公司 | RO | 4 | 15 December 2023 | |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 | RE | 4 | 02 July 2019 | 19 June 2023 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 | RO | 9 | 02 May 2019 | 19 June 2023 |
| ONE Asset Management (HK) Company Limited 滙一資產管理有限公司 | RE | 9 | 19 March 2019 | 02 May 2019 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 4 | 07 December 2018 | 12 February 2019 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 1 | 07 December 2018 | 12 February 2019 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RO | 9 | 17 April 2018 | 12 February 2019 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 08 March 2018 | 17 April 2018 |
| DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 | RO | 9 | 01 June 2017 | 19 February 2018 |