SFC Licences of KWAN Wai Shan 關慧珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 5 27 February 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 27 February 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 01 February 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 01 February 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 21 April 2017 17 January 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 21 April 2017 17 January 2019