SFC Licences of LIAO Lei 廖磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kam Luen Securities Limited 金鑾證券有限公司 | RO | 9 | 11 April 2022 | |
| Kam Luen Securities Limited 金鑾證券有限公司 | RO | 4 | 11 April 2022 | |
| Kam Luen Securities Limited 金鑾證券有限公司 | RO | 1 | 11 April 2022 | |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RO | 1 | 05 October 2020 | 28 February 2021 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 6 | 04 July 2018 | 28 February 2021 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 1 | 04 July 2018 | 30 December 2019 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 07 June 2017 | 05 October 2020 |