SFC Licences of IU Kwan Nam 姚君楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 03 January 2022 | |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 03 January 2022 | |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 03 January 2022 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 10 May 2021 | 05 December 2021 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 10 May 2021 | 05 December 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 10 May 2021 | 05 December 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 10 May 2021 | 05 December 2021 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 07 June 2017 | 25 August 2017 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 07 June 2017 | 25 August 2017 |