SFC Licences of LI Zheng 李錚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Davidson Kempner Asia Limited | RE | 9 | 28 July 2022 | |
Davidson Kempner Asia Limited | RE | 1 | 28 July 2022 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 10 June 2021 | 17 February 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 June 2021 | 17 February 2022 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 10 June 2021 | 17 February 2022 |
Deltroit (Hong Kong) Limited | RE | 9 | 26 June 2018 | 12 June 2020 |
Deltroit (Hong Kong) Limited | RE | 4 | 26 June 2018 | 12 June 2020 |
W2 Asset Management (HK) Limited 智方資產管理有限公司 | RE | 9 | 20 June 2017 | 31 May 2018 |