SFC Licences of WONG Cheung Kwan 王長坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 23 January 2024
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 23 January 2024
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 23 January 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 08 June 2021 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 08 June 2021 08 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 08 June 2021 08 August 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 03 June 2019 24 February 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 03 December 2018 24 February 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 22 October 2018 24 February 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 17 September 2018 21 September 2018
ABCI Capital Limited 農銀國際融資有限公司 RE 6 16 May 2017 20 August 2018
ABCI Capital Limited 農銀國際融資有限公司 RE 1 16 May 2017 20 August 2018