SFC Licences of LI Baohua 李保華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 9 17 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 17 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 17 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 01 August 2022 17 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 01 August 2022 17 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 01 August 2022 17 November 2022
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RO 9 27 September 2019 30 April 2022
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RO 4 27 September 2019 30 April 2022
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RO 1 27 September 2019 30 April 2022
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 23 April 2019 27 September 2019
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 27 March 2019 27 September 2019
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 4 27 March 2019 27 September 2019
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RO 9 15 January 2019 08 March 2019
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RO 4 15 January 2019 08 March 2019
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 9 29 October 2018 15 January 2019
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 4 29 October 2018 15 January 2019
Huarong International Asset Management Limited 華融國際資產管理有限公司 RE 9 06 March 2018 27 July 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 4 06 March 2018 27 July 2018
Huarong International Asset Management Limited 華融國際資產管理有限公司 RE 9 21 June 2017 16 October 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 1 21 June 2017 16 October 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 4 21 June 2017 16 October 2017