SFC Licences of ZHAO Xun 趙尋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 18 January 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 18 January 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 18 January 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 14 May 2018 23 October 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 10 July 2017 29 March 2018