SFC Licences of THOMPSON Michael Frazier
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 18 September 2023 | 19 September 2023 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 07 November 2022 | 08 November 2022 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RO | 9 | 27 October 2017 | 17 June 2020 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RO | 4 | 27 October 2017 | 17 June 2020 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RO | 1 | 27 October 2017 | 17 June 2020 |