SFC Licences of ZHAI Yanni 翟彥妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 July 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 08 August 2017 | 04 January 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 08 August 2017 | 04 January 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 08 August 2017 | 04 January 2021 |