SFC Licences of ZHOU Caobin 周曹賦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BFAM Partners (Hong Kong) Limited | RE | 9 | 15 July 2022 | |
| Segantii Capital Management Limited | RE | 9 | 25 May 2020 | 14 January 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 August 2017 | 14 April 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 08 August 2017 | 14 April 2020 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 08 August 2017 | 14 April 2020 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 08 August 2017 | 14 April 2020 |