SFC Licences of CHAN Wing Lam 陳泳霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司 | RE | 9 | 24 April 2023 | |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 6 | 23 April 2019 | 30 June 2022 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 4 | 23 April 2019 | 30 June 2022 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 1 | 23 April 2019 | 30 June 2022 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 1 | 09 January 2018 | 01 February 2019 |
| RaffAello Securities (HK) Limited | RE | 1 | 11 August 2017 | 22 December 2017 |