SFC Licences of YANG Nan 楊楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 21 March 2019 | 21 May 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 March 2019 | 21 May 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 August 2017 | 10 November 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 August 2017 | 10 November 2018 |