SFC Licences of LIU Li 劉麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 17 June 2021 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 9 | 08 June 2021 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 08 June 2021 | |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 | RE | 9 | 07 April 2020 | 28 May 2021 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 | RE | 4 | 13 September 2019 | 28 May 2021 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 22 August 2017 | 30 August 2019 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 22 August 2017 | 30 August 2019 |