SFC Licences of QIU Jiale 丘嘉樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 20 May 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 17 May 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 17 May 2021 | |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 16 March 2021 | 13 April 2021 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 16 March 2021 | 13 April 2021 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 30 August 2017 | 19 February 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 30 August 2017 | 19 February 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 30 August 2017 | 19 February 2021 |