SFC Licences of YE Xiaojun 叶校均
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 05 August 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 05 August 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 05 August 2020 | |
| SR Wealth Securities Limited 中富證券有限公司 | RE | 4 | 06 June 2019 | 21 July 2020 |
| SR Wealth Securities Limited 中富證券有限公司 | RE | 1 | 16 October 2017 | 21 July 2020 |