SFC Licences of YU Man Ho 余文浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
uSmart Securities Limited 盈立證券有限公司	RO	9	21 February 2024
uSmart Securities Limited 盈立證券有限公司	RO	4	21 February 2024
One Heritage Capital Management Limited 太一資本管理有限公司	RO	9	16 May 2022	18 January 2024
One Heritage Capital Management Limited 太一資本管理有限公司	RO	4	16 May 2022	18 January 2024
One Heritage Capital Management Limited 太一資本管理有限公司	RE	9	30 March 2022	16 May 2022
One Heritage Capital Management Limited 太一資本管理有限公司	RE	4	30 March 2022	16 May 2022
GEO Securities Limited 智易東方證券有限公司	RO	9	24 February 2021	03 February 2022
GEO Securities Limited 智易東方證券有限公司	RO	4	24 February 2021	03 February 2022
GEO Securities Limited 智易東方證券有限公司	RE	1	22 February 2021	03 February 2022
GEO Securities Limited 智易東方證券有限公司	RE	9	12 November 2020	24 February 2021
GEO Securities Limited 智易東方證券有限公司	RE	4	12 November 2020	24 February 2021
Axis Capital Management Limited 縱橫資產管理有限公司	RO	4	16 September 2020	21 October 2020
Axis Capital Management Limited 縱橫資產管理有限公司	RO	9	04 June 2019	21 October 2020
Axis Capital Management Limited 縱橫資產管理有限公司	RE	4	25 June 2018	16 September 2020
Axis Capital Management Limited 縱橫資產管理有限公司	RE	9	25 June 2018	04 June 2019
Midas Securities Limited 金源證券有限公司	RE	1	17 April 2018	12 June 2018
Midas Securities Limited 金源證券有限公司	RE	9	27 March 2018	12 June 2018
Midas Securities Limited 金源證券有限公司	RE	4	27 March 2018	12 June 2018
Axis Capital Management Limited 縱橫資產管理有限公司	RE	4	12 October 2017	06 March 2018
Axis Capital Management Limited 縱橫資產管理有限公司	RE	9	12 October 2017	06 March 2018