SFC Licences of CHAN Shu Ting 陳舒婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 4 | 03 October 2023 | |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 1 | 03 October 2023 | |
| GLG Partners Hong Kong Limited | RE | 1 | 25 November 2020 | 02 October 2023 |
| GLG Partners Hong Kong Limited | RE | 4 | 23 October 2020 | 02 October 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 20 September 2017 | 14 October 2020 |