SFC Licences of GEORGE Abraham Yohan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 04 October 2021 | |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 4 | 04 October 2021 | |
| Capstone Financial (HK) Limited | RE | 9 | 31 January 2019 | 31 August 2021 |
| Capstone Financial (HK) Limited | RE | 4 | 26 September 2017 | 31 August 2021 |
| Capstone Financial (HK) Limited | RE | 1 | 26 September 2017 | 17 April 2020 |