SFC Licences of NGAI Cho Lap 倪祖立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 16 November 2018 | |
| UBS Securities Asia Limited | RE | 2 | 16 November 2018 | |
| UBS Securities Hong Kong Limited | RE | 1 | 07 November 2018 | |
| UBS Securities Asia Limited | RE | 1 | 07 November 2018 | |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 12 October 2017 | 16 October 2018 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 12 October 2017 | 16 October 2018 |