SFC Licences of ZHAO Junao 趙駿翱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 01 April 2020 24 April 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 01 April 2020 24 April 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 01 April 2020 24 April 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 01 April 2020 24 April 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 01 April 2020 24 April 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 11 March 2020 24 April 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 11 March 2020 24 April 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 11 March 2020 24 April 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 11 March 2020 24 April 2020
CCB International Capital Limited 建銀國際金融有限公司 RE 1 11 October 2017 06 September 2019
CCB International Capital Limited 建銀國際金融有限公司 RE 4 11 October 2017 06 September 2019
CCB International Capital Limited 建銀國際金融有限公司 RE 6 11 October 2017 06 September 2019