SFC Licences of CHOI Yee Lam, Kenny 蔡宜霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 01 August 2022 | 31 January 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 01 August 2022 | 31 January 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 01 August 2022 | 31 January 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 October 2017 | 27 October 2021 |