SFC Licences of CHENG Zhiyang 程之阳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 24 December 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 01 December 2020
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司
RE 6 22 June 2020 23 November 2020
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司
RE 1 18 May 2020 23 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4 25 October 2017 29 November 2019