SFC Licences of CHEN Xiaoyue 陳曉玥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 30 September 2021 | |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 30 September 2021 | |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 30 September 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 25 October 2017 | 08 February 2019 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 25 October 2017 | 08 February 2019 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 25 October 2017 | 08 February 2019 |