SFC Licences of VALLY Loic Patrick Frederic
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OTCex Hong Kong Limited | RE | 2 | 08 April 2022 | |
OTCex Hong Kong Limited | RE | 1 | 08 April 2022 | |
ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 07 February 2022 |
ICAP Securities Hong Kong Limited | RE | 1 | 03 November 2017 | 30 September 2018 |