SFC Licences of FANG Yuan 方元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 31 January 2023 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 05 January 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 January 2023 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 21 September 2020 | 13 September 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 September 2020 | 13 September 2022 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 26 October 2017 | 14 August 2020 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 26 October 2017 | 14 August 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 26 October 2017 | 14 August 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 26 October 2017 | 14 August 2020 |