SFC Licences of ZHAO Yang 趙阳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 08 July 2019 | 07 September 2022 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 08 July 2019 | 07 September 2022 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 23 April 2019 | 29 June 2019 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 01 November 2017 | 29 June 2019 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 01 November 2017 | 29 June 2019 |