SFC Licences of ZHAO James Yi Zhao 趙一兆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | RE | 2 | 19 August 2019 | 04 April 2022 |
| Citadel Securities (Hong Kong) Limited | RE | 1 | 19 August 2019 | 04 April 2022 |
| Maven Asia (Hong Kong) Limited | RE | 2 | 26 April 2018 | 14 May 2019 |
| Maven Asia (Hong Kong) Limited | RE | 1 | 26 April 2018 | 14 May 2019 |