SFC Licences of MOK Ho Nam 莫灝楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
South China Research Limited 南華資料研究有限公司	RO	4	21 March 2024
South China Research Limited 南華資料研究有限公司	RE	4	21 February 2023	21 March 2024
South China Investment Management Limited 南華投資管理有限公司	RE	9	21 February 2023
South China Securities Limited 南華證券投資有限公司	RE	1	21 February 2023
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RE	4	24 July 2020	04 March 2022
Seazen Resources Securities Limited 新城晉峰證券有限公司	RE	1	27 September 2019	04 March 2022
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RE	9	27 September 2019	05 June 2020
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RE	4	27 September 2019	05 June 2020
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RE	1	27 September 2019	05 June 2020
Infinitus Partners Asset Management Limited 博浩資產管理有限公司	RE	9	26 July 2019	09 August 2019
Infinitus Partners Asset Management Limited 博浩資產管理有限公司	RE	4	26 July 2019	09 August 2019
Tse's Securities Limited 謝氏膺暉證券有限公司	RE	9	17 May 2018	09 January 2019
Tse's Securities Limited 謝氏膺暉證券有限公司	RE	4	17 May 2018	09 January 2019
Tse's Securities Limited 謝氏膺暉證券有限公司	RE	1	17 May 2018	09 January 2019
Victory Securities Company Limited 勝利證券有限公司	RE	9	24 January 2018	12 April 2018
Victory Securities Company Limited 勝利證券有限公司	RE	4	14 December 2017	12 April 2018
Victory Securities Company Limited 勝利證券有限公司	RE	1	14 December 2017	12 April 2018