SFC Licences of SHI Yaying 施亞莹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 12 October 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 June 2020 | 12 September 2021 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 | RE | 9 | 27 November 2017 | 18 April 2020 |