SFC Licences of CHEN Sixiao 陳思瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC International Securities Limited 民銀國際證券有限公司 | RE | 1 | 24 December 2018 | 19 February 2020 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 30 November 2017 | 19 February 2020 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 30 November 2017 | 19 February 2020 |