SFC Licences of YAN Wujiuyi 閻伍玖懿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 24 August 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 24 August 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 24 August 2023
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 9 16 February 2022 23 July 2023
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 4 16 February 2022 23 July 2023
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 RE 1 16 February 2022 23 July 2023
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 06 June 2019 21 January 2022
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 4 06 June 2019 21 January 2022
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 06 June 2019 21 January 2022
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 4 16 January 2018 28 September 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 16 January 2018 28 September 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 16 January 2018 28 September 2018