SFC Licences of WEN Dafu 聞達甫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 November 2021 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 November 2021 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 February 2018 | 25 August 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 05 February 2018 | 25 August 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 February 2018 | 25 August 2021 |