SFC Licences of TSANG Yuen Ching 曾苑晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 19 October 2021 | 31 March 2023 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 09 February 2021 | 14 May 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 28 February 2018 | 01 September 2019 |