SFC Licences of MC EVOY Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 7 | 03 September 2019 | 26 February 2021 |
UBS Securities Hong Kong Limited | RE | 2 | 03 September 2019 | 26 February 2021 |
UBS Securities Hong Kong Limited | RE | 1 | 03 September 2019 | 26 February 2021 |
UBS Securities Asia Limited | RE | 2 | 03 September 2019 | 26 February 2021 |
UBS Securities Asia Limited | RE | 1 | 03 September 2019 | 26 February 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 February 2018 | 17 July 2019 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 February 2018 | 17 July 2019 |