SFC Licences of SOOD Richa
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 9 | 08 September 2021 | 15 August 2022 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 08 September 2021 | 15 August 2022 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 1 | 08 September 2021 | 15 August 2022 |
| UCAP Hong Kong Asset Management Limited | RE | 1 | 17 April 2018 | 30 June 2021 |
| UCAP Hong Kong Asset Management Limited | RE | 4 | 17 April 2018 | 30 June 2021 |
| UCAP Hong Kong Asset Management Limited | RE | 9 | 17 April 2018 | 30 June 2021 |