SFC Licences of GRUNEBAUM Julien, David, Edgar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 1 | 01 September 2021 | |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 19 April 2021 | |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 4 | 09 April 2021 | |
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 12 March 2018 | 05 February 2021 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 12 March 2018 | 05 February 2021 |