SFC Licences of LI Zhuoyi 李卓异
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 19 March 2019 | 26 February 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 07 March 2019 | 26 February 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 07 March 2019 | 26 February 2021 |
| Natixis Asia Limited | RE | 1 | 03 April 2018 | 29 January 2019 |
| Natixis Asia Limited | RE | 4 | 03 April 2018 | 29 January 2019 |