SFC Licences of LIU Ji 劉霽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 4 | 30 December 2019 | 26 February 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 30 December 2019 | 26 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 December 2019 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 December 2019 | |
| Merrill Lynch Far East Limited | RE | 6 | 20 December 2019 | 26 February 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 20 December 2019 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 18 April 2018 | 02 October 2019 |