SFC Licences of CHEN Lingxin 陳靈欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 12 July 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 12 July 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 July 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 06 September 2018 | 18 June 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 19 April 2018 | 18 June 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 19 April 2018 | 18 June 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 19 April 2018 | 18 June 2021 |