SFC Licences of YAP Tisha Soong Yee 葉宋兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 04 July 2022 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 20 June 2022 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 May 2018 | 18 March 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 23 May 2018 | 18 March 2022 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 23 May 2018 | 18 March 2022 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 23 May 2018 | 18 March 2022 |