SFC Licences of LI Ming 李明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RO | 9 | 14 September 2023 | |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RO | 4 | 14 September 2023 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 20 June 2023 |