SFC Licences of XING Li 邢莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 | RO | 4 | 17 August 2023 | 31 January 2024 |
| Open Securities Limited 開盤證券有限公司 | RO | 2 | 17 August 2023 | 31 January 2024 |
| Open Securities Limited 開盤證券有限公司 | RO | 1 | 17 August 2023 | 31 January 2024 |
| Open Asset Management Limited 開盤資産管理有限公司 | RO | 9 | 17 August 2023 | 31 January 2024 |
| Open Asset Management Limited 開盤資産管理有限公司 | RO | 4 | 17 August 2023 | 31 January 2024 |
| Huayu Securities Limited 華裕證券有限公司 | RO | 4 | 09 September 2021 | 24 March 2023 |
| Huayu Securities Limited 華裕證券有限公司 | RO | 1 | 09 September 2021 | 24 March 2023 |
| Huayu Securities Limited 華裕證券有限公司 | RE | 4 | 08 June 2021 | 09 September 2021 |
| Huayu Securities Limited 華裕證券有限公司 | RE | 1 | 08 June 2021 | 09 September 2021 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 17 May 2018 | 16 April 2021 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 17 May 2018 | 16 April 2021 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 17 May 2018 | 16 April 2021 |