SFC Licences of BAO Shijie 鮑世洁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 27 October 2021 31 March 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 27 October 2021 31 March 2022
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 27 October 2021 31 March 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 28 May 2021 24 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 28 May 2021 24 February 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 28 May 2021 24 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 28 May 2021 24 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 28 May 2021 24 February 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 28 May 2021 24 February 2022
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 9 05 September 2018 31 July 2020
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 4 05 September 2018 31 July 2020
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 5 05 September 2018 31 July 2020