SFC Licences of ZHAO Dong 趙棟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 28 June 2023 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 28 June 2023 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 28 June 2023 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 June 2023 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 02 July 2021 | 09 January 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 02 July 2021 | 09 January 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 July 2021 | 09 January 2023 |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 6 | 05 March 2020 | 30 April 2021 |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 1 | 08 October 2018 | 30 April 2021 |
Admiralty Harbour Capital Limited 鐘港資本有限公司 | RE | 4 | 08 October 2018 | 30 April 2021 |