SFC Licences of ZHAO Dong 趙棟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 28 June 2023
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 28 June 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 4 28 June 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 1 28 June 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 02 July 2021 09 January 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 02 July 2021 09 January 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 02 July 2021 09 January 2023
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 6 05 March 2020 30 April 2021
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 1 08 October 2018 30 April 2021
Admiralty Harbour Capital Limited 鐘港資本有限公司 RE 4 08 October 2018 30 April 2021